3I0-013：最新的ACI認證3I0-013考題，ACI Operations Certificate challenging認證

問題1
The writer of an options contract:

A. Bears no risk

B. Bears a substantial risk

C. Bears a risk limited to the premium paid

D. Bears a risk limited to the premium received

正確答案: B

問題2
The trade life cycle of a treasury deal starts with input and ends with:

A. Netting

B. Accounting

C. Adjustment of bilateral limits

D. Nostro reconciliation

正確答案: B

問題3
How many characters does a BIC have? (UnderISO standard 9362: 2009)

A. 9or12characters

B. 8 or 11 characters

C. 6or9characters

D. 7or10characters

正確答案: B

問題4
Which settlement system offers the lowest risks?

A. EBA

B. TARGET2

C. CHAPS

D. CLS

正確答案: D

問題5
Which of the following is a negotiable instrument?

A. A fiduciary deposit

B. A fixed time deposit

C. A certificate of deposit

D. An on call deposit

正確答案: C

問題6
Which of the following is the best description of a broken trade"?

A. When, due to a system break, one or both parties to the deal chooses to withdraw from the ongoing transaction

B. When a trade has been agreed to with dates (maturities) different from the standard dates

C. When, due to a system break, one or both parties to the deal are unclear as to whether the deal has been done

D. When one of the parties to the deal unilaterally decides to withdraw from the on-going transaction

正確答案: C

問題7
If you had bought USD/CNY at 6.2500 in a NDF and if it fixed at a spot rate of 6.3000, you would expect to:

A. Pay a cash settlement in CNY

B. Receive a cash settlement in CNY

C. Pay a cash settlement in USD

D. Receive a cash settlement in USD

正確答案: A

問題8
You spot a rate discrepancy between you and your counterparty on a AUD/USD deal. The deal was traded direct. You refer the discrepancy to the dealer and he tells you to change the rate.
What should you do?

A. Make no amendment

B. Amend the rate yourself

C. Ask the dealer to manually amend the rate on the ticket and then pass it to the settlements clerk to amend

D. Ask the settlements clerk to amend the rate for you

正確答案: C

問題9
Claims should be communicated in writing via e-mail or preferablely by authenticated SWIFT. What information should be provided in the claim?

A. The details of the transaction involved, the number of days the payment was delayed and the cost, together with Central Bank rate to be applied

B. The details of the transaction involved, the number of days the payment was delayed and the cost, together with reference rates to be applied

C. The details of the transaction involved, the number of days the payment was delayed and the resulting cost

D. The details of the transaction involved, the number of days the payment was delayed and the cost, together with the calculation methodology being claimed

正確答案: D

問題10
The coupon of this type of bond can be based on a country's CPI (Consumer Price Index);

A. Par bonds

B. Premium bonds

C. Index linked bonds

D. "Step up" bonds

正確答案: C

問題11
Which risk factors fall under counterparty risk?

A. Settlement risk, delivery risk and replacement cost

B. Currency risk, interest rate risk and swap risk

C. Operational risk

D. Settlement risk and swap risk

正確答案: A

最新的ACI Operations Certificate challenging - 3I0-013免費考試真題

專業認證

品質保證

輕松通過

免費試用