最新的ACI Dealing Certificate - 3I0-012免費考試真題

A. 270 days

B. One year

C. 183 days

D. 5years

A. A 3-month deposit of GBP 10,000,000.00 offered by the UK branch of a US bank in London

B. A 3-month deposit of USD 10,000,000.00 offered by a US bank in London

C. A 3-month deposit of USD 10,000,000.00 offered by a US bank in New York

D. A 3-month deposit of USD 10,000,000.00 offered by the US branch of a UK bank in New York

A. Inverted

B. Steep positive slope

C. Flat

D. Gradual positive slope

A. The best strategy to treat and mitigate risk is transferring the risk to another party, e. g. by transfer to an insurance company

B. The best strategy to treat and mitigate risk is avoiding the risk by avoiding the business

C. The best strategy to treat and mitigate risk is to establish the appropriate processes for identifying, assessing, managing, monitoring and reporting risks

D. The best strategy to treat and mitigate risk is to reduce the negative effect of the risk, e. g. by hedging

A. CD

B. USCP

C. US Treasury bill

D. Interbank deposit

A. Require the prior express permission of the senior management of both counterparties.

B. Should be marked to market daily.

C. Require prior regulatory approval.

D. Are forbidden.

A. Ensure complaints are rairly and independently investigated, in the first instance, by the ACIs Committee for Professionalism.

B. Ensure complaints are fairly and independently investigated, whenever practicable, by staff not directly involved in the disputed transaction.

C. Ensure complaints are investigated by representatives of a broking firm not directly involved in the disputed transaction and selected by both parties to the dispute.

D. Ensure complaints are investigated by the senior management or a firm not involved in the disputed transaction.

A. 0.9278-73

B. 1.0784-78

C. 1,0773-78

D. 1.0778-84

A. 1.77%

B. 1.75%

C. 1.80%

D. 1.73%

A. 7,291,286.91

B. 13,710,000.00

C. 7,293,946.02

D. 13,715,000.00

A. This is illegal.

B. The offer requires agreement in writing between the broker and the dealer.

C. The offer requires approval in writing by both senior managements.

D. This is a normal volume discount.

A. Betore close of business on the transaction date.

B. Setore 10:00 am on the value date.

C. As quickly as possible.

D. Within 24 hours of the transaction.

A. Spot is the principal influence

B. Always

C. Never

D. For very large movements and longer terms